In a Dangerous World

This material has been prepared for general informational purposes only and is not intended to be relied upon as accounting, ... the introduction of t...

0 downloads 198 Views 791KB Size

Information Date & Time

Thursday, November 17, 2016 (13:30 ~ 17:10) Registration starts at 12:30


Toranomon Hills Forum 5F Main Hall

China’s State Secrets Law

Cyber attack

Plea bargaining in Japan

Toranomon Hills Mori Tower 5th Floor, 1-23-3 Toranomon, Minato-ku, Tokyo 105-6305 Tel: 03-6406-6226

In a Dangerous World The future of global compliance November 17, 2016 13:30 ~ 17:10 Toranomon Hills Forum 5F Main Hall

Large surcharges on litigation hold Operação Lava Jato IS Terrorist attack

Iran sanctions lifted

Ernst & Young ShinNihon LLC Fraud Investigation & Dispute Services


CEO, COO & CFO level executives, Risk Management Officers

Attendance Fees

Free of charge

Registration Please register via the above seminar website, or alternatively, indicate your attendance to your contact at EY.

Note: Personal information received through this application will be used in conjunction with conducting the forum and shared with Ernst & Young ShinNihon LLC and EY Japan*1 and will not be used for any purpose aside from introducing forthcoming seminars, symposiums, workshops or publications or descriptions of services offered. Ernst & Young ShinNihon LLC shall be responsible for managing personal information in accordance with its Privacy Policy*2 *1


Cross –border M&A

Class action – defective products

Corporate G20/B20 governance code Yates Memo/Pursuance of individual responsibilities


Compliance awareness

Representative action-failed leniency Tokyo International Conference on

EY | Assurance | Tax | Transactions | Advisory About EY EY is a global leader in assurance, tax, transaction and advisory services. The insights and quality services we deliver help build trust and confidence in the capital markets and in economies the world over. We develop outstanding leaders who team to deliver on our promises to all of our stakeholders. In so doing, we play a critical role in building a better working world for our people, for our clients and for our communities.

African Development (TICAD) Bribery & Corruption Major accounting fraud at overseas subsidiaries

EY refers to the global organization, and may refer to one or more, of the member firms of Ernst & Young Global Limited, each of which is a separate legal entity. Ernst & Young Global Limited, a UK company limited by guarantee, does not provide services to clients. For more information about our organization, please visit

Sanctions by DOJ and other regulators

About Ernst & Young ShinNihon LLC Ernst & Young ShinNihon LLC is an EY member firm in Japan. We provide audit and assurance services and offer a range of other financial advisory services. For more information, please visit

Panama Papers/Misuse of offshore jurisdictions

© 2016 Ernst & Young ShinNihon LLC. All Rights Reserved. ED None This material has been prepared for general informational purposes only and is not intended to be relied upon as accounting, tax, or other professional advice. Please refer to your advisors for specific advice.


BREXIT Amendment of Companies Act enhancement of group companies

In a Dangerous World

The future of global compliance

Possible misuse of offshore jurisdictions, global corruption scandals, and changes in government leadership and policies, including Brexit, result in an uncertain and challenging business environment. International law enforcement agencies are increasingly cooperating to take action against corruption and fraud. At the same time, in Japan, the amendment of the Companies Act, the introduction of the Corporate Governance Code, significant losses from misconduct at overseas subsidiaries, increasing cost of regulatory actions and litigation from product defects and false labeling, intensified cyber-attacks, and other factors, have resulted in an environment which requires significant strengthening of global compliance programs. At this event, ten of our senior EY FIDS executives with diverse backgrounds, including those with experience at US government agencies, will gather in Tokyo for the first time to share their insights into key global trends. Together with you, we will discuss the future direction of global compliance in an uncertain world, by touching on the latest risk trends in emerging markets and evolving enforcement priorities. (Simultaneous interpretation will be available at the event)

Seminar schedule

Thursday, November 17, 2016

Keynote Speaker





Koichi Tsuji, Chairman, Ernst & Young ShinNihon LLC


Opening remarks

David Stulb, FIDS Global Leader


Panel discussion 1 A dangerous world - compliance risk trends and their impact

Ken Arahari, Chris Fordham, Bill Henderson, Brian Loughman, and Chris Costa (Moderator)

We will discuss the most recent fraud, bribery and corruption risk trends, regulatory agency actions, and their impact on global compliance for Japanese companies. We will discuss key considerations in compliance practices including monitoring through forensic data analytics, and information governance as a means to reduce costs related to cyber-attacks and litigation.

Koichi Tanaka




Panel discussion 2 Key considerations in compliance practices based on our experience

Jim McCurry, David Remnitz, Arpinder Singh, Ichiro Sugiyama, and Ken Arahari (Moderator)


Keynote speech

Koichi Tanaka former Representative Director and CCO of Mitsui & Co., Ltd.


Closing remarks

Hitoshi Matsuoka, Vice Chairman, Ernst & Young ShinNihon LLC

Panelists & Moderators

Americas Leader FIDS New York

EMEIA & UKI Leader FIDS London Jim leads the FIDS team for Europe, Middle East, India and Africa, and UK & Ireland. Jim has led forensic investigations, anticorruption and accounting advisory practices for over 15 years.


Bill Henderson Partner FIDS New York

A service line specializing in fraud investigations and compliance services in over 70 countries with more than 4,500 professionals

India Leader FIDS Mumbai

Arpinder leads the FIDS team for India, and is based in Mumbai. Arpinder has led fraud investigations, FCPA compliance and fraud risk management engagements throughout India.

Chris leads the FIDS team for Greater China, Korea, South East Asia, and the Oceania region, and is based in Hong Kong. Chris has served clients throughout the Asia Pacific Region for over 18 years.

Brian leads the FIDS team for the USA, Mexico, Central and South America, and Israel. He has presented findings to regulators including the U.S. SEC and DOJ, Federal Reserve, CFTC and NYDFS.

Fraud Investigation & Dispute Services

Arpinder Singh

Asia Pacific Leader FIDS Hong Kong

Koichi has been invited to share his various experiences and to speak on the topic of “Global compliance as the platform for management”.

Brian Loughman

Jim McCurry

Chris Fordham

Koichi Tanaka currently serves as an external director of AIG Japan Holdings KK and an external auditor of Mitsui Engineering & Shipbuilding Co., Ltd. Prior to his current roles, he served as a Representative Director and CCO of Mitsui & Co., Ltd.

Bill leads the anti-corruption team for FIDS in the USA. He has led a number of global compliance improvement programs related to the US DOJ anti-bribery matters. Bill is a former prosecutor in the US DOJ.

EY FIDS Global Ichiro Sugiyama

Japan FTDS Leader FIDS Tokyo Ichiro leads the forensic technology team (eDiscovery, Cyber Forensics, Forensic Data Analytics) in Japan. He has developed professional forensics training programs for law enforcement agencies.

Ken Arahari Japan Leader FIDS Tokyo

Ken leads the FIDS team for Japan. Ken has led accounting fraud investigations and compliance program improvements for companies undergoing DPA with the DOJ. He has served as a panelist at the IBA and as a speaker for UNAFEI.

David Stulb Global Leader FIDS London

David leads the FIDS practice globally, and under his leadership, the FIDS Global practice has grown to 4,500 professionals in more than 70 countries. He has been voted one of the 100 most influential people in business ethics by Ethisphere Magazine.

Chris Costa Global COO FIDS New York

Chris is the FIDS Global COO, and plays a prominent role in the area of anti-bribery and corruption to support governmental and non-governmental organizations, including Transparency International, OECD, and G20/B20.

David Remnitz

Global FTDS Leader FIDS New York David leads the forensic technology team in FIDS which provides eDiscovery, Cyber Forensics, and Forensic Data Analytics services. He plays a prominent role in investigations, compliance assessments and data management strategy and services.